New York Criminal Defense Lawyer

Securities Fraud

Brooklyn Securities Fraud Attorney

Defending Against Securities Fraud Charges in New York

Securities fraud takes place when investing or trading laws are violated. It is often described as a deceptive practice in the stock market. Securities fraud commonly occurs after investors are tempted to purchase securities based on false statements given by the business or corporate executive. Financial professionals can be charged with securities fraud if they entice their clients to invest in a risky venture which will devalue their assets. It can also be considered securities fraud if the action takes place without the client's knowledge. If you are charged with securities fraud, it is important to speak with a Brooklyn white collar crime lawyer from our firm.

At The Law Offices of Michael Mullen, we are proud to represent individuals throughout the state of New York. Individuals most likely to get charged with securities fraud include:

  • Corporate executives
  • Business executives
  • Investment brokers
  • Investment club organizers

Securities fraud is classified as a white collar crime and can result in heavy penalties because of the crimes' potential to substantially damage the victim's life. Obtain help from the top criminal attorney in Brooklyn for your case. Our firm has successfully defended individuals throughout a variety of fraud cases and we can use this experience to help you defend your case. Additionally, our founding attorney has extensive trial experience working on behalf of insurance companies.

Understanding Securities Fraud in Brooklyn: Local Insights and Resources

Living and working in Brooklyn, you are part of a vibrant and dynamic community. However, with the bustling financial activities in areas like Downtown Brooklyn and the Brooklyn Tech Triangle, the risk of securities fraud is a real concern for many professionals. The complexities of securities fraud can be daunting, but understanding the local landscape can significantly affect your defense strategy.

Brooklyn residents and business professionals often interact with local government entities such as the Brooklyn Chamber of Commerce and the New York City Department of Consumer and Worker Protection. These organizations are crucial in maintaining fair business practices and protecting consumers from fraudulent activities. While our firm does not directly partner with these entities, we are well-versed in the regulations and standards they uphold, which can be pivotal in building a robust defense.

One of the common pain points for Brooklyn professionals facing securities fraud charges is the potential damage to their reputation and career. The competitive nature of the financial sector in Brooklyn means that even an allegation can have far-reaching consequences. Our firm understands the local market dynamics and the importance of a swift and effective defense to mitigate these risks.

Moreover, navigating the legal intricacies of securities fraud in Brooklyn requires a deep understanding of state and local laws. Our team is familiar with the unique challenges faced by Brooklyn professionals, from corporate executives in DUMBO to investment brokers in Williamsburg. We leverage this local knowledge to provide a defense that is not only legally sound but also tailored to the specific needs of our clients.

At The Law Offices of Michael Mullen, we are committed to helping our Brooklyn clients navigate the complexities of securities fraud charges. By understanding the local context and leveraging our experience, we aim to protect your interests and help you achieve the best possible outcome.

Contact Our Securities Fraud Lawyer in Brooklyn Today

If you are convicted of securities fraud as a corporate executive, you can lose your job. The United States government has the necessary tools to fully investigate your case and develop substantial evidence against you. Our firm's Brooklyn securities fraud lawyer can work on your behalf to contest the charges against you. We can discuss your available options and help you understand what can be done to protect your interests.

By securing aggressive and attentive legal assistance, you can effectively defend your securities fraud allegations. 


Contact us today to find out what we can do against the securities fraud charges!


Commonly Asked Questions

What are the potential consequences of a securities fraud conviction?

A conviction for securities fraud can lead to severe penalties, including heavy fines and imprisonment. For corporate executives, it can also mean the loss of their position and damage to their professional reputation. The impact of such a conviction extends beyond legal penalties, potentially causing substantial harm to the victims' financial stability and livelihood.

Why should I choose a Brooklyn lawyer to defend against securities fraud allegations?

Choosing a Brooklyn lawyer to defend against securities fraud allegations is beneficial because they are familiar with the local legal environment and have experience dealing with similar cases in the area. A Brooklyn-based attorney can provide personalized and attentive legal assistance, ensuring that your defense is tailored to the specific circumstances of your case and the New York legal system.
  • “I have witnessed him in action firsthand. He is the real deal. The jury loved him even as he was tearing apart the prosecution's witnesses on cross-examination.” - Reginald Sharpe, Esq
  • “I was facing over 10 years in state prison. The jury found me not guilty on all charges. I walked out of court a free man!” - Carlos
  • “I thought you were particularly astute, well prepared, and intelligent.” - The Honorable Edward J. McLaughlin